A reevaluation of nystatin in prophylaxis andtreatment of oropharyngeal candidiasis

M.E. Álvarez Álvarez, A. Sánchez-Sousa and F. Baquero Department of Microbiology, Mycology Unit, Ramón y Cajal Hospital, Carretera Colmenar km 9,100, 28034 Madrid, Spain.

The incidence of oropharyngeal candidiasis is growing. The species of the genus Candida are extremely frequent among human colonizers. The changes in the yeast-human interaction by aging, debilitating, and immunosuppressive diseases, and the more aggressive medical interventions can explain this phenomenon. Antifungals are used both in prophylaxis and therapy, but the number of available agents remains scarce. Acquired resistance to the more commonly used antifungal agents, the azole compounds, is also an increasing threat. Policies for antifungal use should be established in order to maintain the therapeutic possibilities of the current compounds. The widespread use of systemic azoles, agents useful in deep mycosis, may increasingly exert a selective power for resistant variants. Superficial infections, such as oropharyngeal candidiasis, can be successfully controlled by nystatin, a classic polyene, which is very well tolerated and has very low rates of resistance. This review on the importance of oropharyngeal candidiasis emphasizes this therapeutic possibility, and is complemented by in vitro studies documenting the excellent activity of nystatin on both azole-susceptible and resistant strains.
Key words: Oropharyngeal candidiasis - Nystatin � Reevaluation

Reevaluación de la nistatina en la profilaxis y el tratamientode la candidiasis orofaríngea

La candidiasis orofaríngea es una infección frecuente que ha aumentado su incidencia en la última década. Diferentes especies del género Candida son colonizadoras habituales del organismo humano. Factores como la edad, enfermedades debilitantes, inmunosupresión, utilización de antibióticos de amplio espectro durante largos periodos de tiempo y/o grandes intervenciones quirúrgicas, incrementan la incidencia de la candidiasis orofaríngea. Los antifúngicos se usan tanto en profilaxis como en terapia, aunque su número es aún escaso y la resistencia de estas levaduras, sobre todo a los azoles, ha aumentado. Por todo ello es importante establecer una correcta política en el uso de los antifúngicos, con el fin de mantener sus posibilidades terapéuticas en el futuro. El uso de tratamientos sistémicos con antifúngicos azólicos podría estar seleccionando cepas resistentes en infecciones superficiales, que pueden ser tratadas con nistatina, un polieno clásico bien tolerado y que presenta un bajo grado de resistencia. En esta revisión se pretende resaltar la importancia de esta posibilidad terapéutica, que además está avalada por estudios in vitro que demuestran la excelente actividad de la nistatina tanto en cepas resistentes como en sensibles a los azoles.
Palabras clave: Candidiasis orofaríngea - Nistatina � Reevaluación


Hippocrates was the first person to describe the symptoms of oral candidiasis (1), but it was Langenbeck, who in 1839, first observed a yeast (probably Candida albicans) in the oral lesions of a patient suffering from typhoid fever (2). This report is one of the first that associates the presence of a microbe with a particular lesion.


Oropharyngeal candidiasis is defined as an infection of both the oral cavity and the pharyngeal mucous membrane layer associated with an overgrowth of C. albicans (3, 4). This is the most frequent infection among those produced by this yeast. In 1966, Lehner (5) suggested a classification for oral candidiasis (considered as the classical classification) that has served as a basis for the following classification: acute candidiasis: acute pseudomembranous candidiasis (muguet, thrush), acute atrophic candidiasis (antibiotic related bucal pain); and, chronic candidiasis: chronic atrophic candidiasis (formerly referred to as denture stomatitis), angular cheilitis or perleche (frequently seen in association with chronic atrophic candidiasis), candidal leukoplakia or chronic hyperplastic candidiasis, median rhomboid glossitis, mucocutaneous candidiasis, and candidiasis with associated endocrinopathies.


The existence of a relation between the presence of oral aphthae and severe debilitating illnesses has already been established by Hippocrates (1). In fact, C. albicans is an opportunistic pathogen that is usually present in the intestine, and probably is part of the normal flora of the cutaneous and mucocutaneous surfaces (6, 7). Using conventional culture media the presence of Candida can be documented in the oropharynx of 25% to 70% of asymptomatic and healthy individuals (8, 9), the highest rates being found among individuals with blood group O (10). In fact, saliva have fungicidal effects (11, 12), and some studies suggest that the presence of glycoproteins (blood group antigens) and salivary immunoglobulin A (IgA) may prevent adherence of Candida (13-16). In the intestinal tract microflora, and using conventional cultures, the percentage of normal individuals with positive Candida cultures varies from 50% (jejunum samples) to 60% (ileum samples) and 70% (colon) (17). This high incidence permits us to presume that it is present in the intestinal tract epithelium of most healthy individuals (18-22). The oropharynx of healthy carriers shows quantitatively low levels of colonization, between 300 to 500 CFU/ml in saliva (23, 24), depending on the time of the day (25). In some individuals, higher counts may be obtained without any correlation with oropharyngeal disease (24, 26). It is necessary to remember that the clinical diagnosis of this condition should not only be based on Candida overgrowth, but also on the clinical signs and the cytologic evidence of invasive pseudomycelia in the exfoliated epithelial cells (27, 28).

On the other hand, it is true that the particular microecological features of some individuals favor overgrowth which may facilitate subsequent oropharyngeal infection by Candida. It may be possible that even small local alterations, such as those derived from smoking tobacco or marijuana, are enough to promote Candida development in the oral cavity (29-31). However, the main factors conditioning this development seem to be changes in the normal microbial population (which could either mask/compete for receptors or interfere directly) and/or alterations of the immune system. Both of these factors can serve to explain the higher frequency of oropharyngeal colonization and infection in newborns and elderly people.


The rate of oropharyngeal carriers among the pediatric population, as determined by conventional methods, is already 15% during the first week of life and goes up to nearly 50% within the following 18 months. The incidence seems to diminish from that moment, and some authors only detect a 6% presence of carriers among children older than 18 months (32). In the newbom, acute pseudomembranous candidiasis usually appears on the fourth day after birth. The incidence rate is generally between 1% and 5%, but may be as high as 18% (32, 33). This wide range of variation may reflect the human populations under study. Malnutrition and in general, low social-sanitary conditions favor oropharyngeal candidiasis (34).


By conventional techniques, the rate of C. albicans oropharyngeal carriers among nonhospitalized elderly people is higher than 25%, and nearly 80% between those with long stays in hospital (35). A risk factor for oropharyngeal candidiasis other than the usual immunodeficiency-derived physiological status should be taken into account: the frequent drug-intake of people who reach old age. Antibiotics seem to favor Candida selection, but psychotropic drugs might also cause alterations in the oral microbial population. Moreover, the use of dentures can also lead to changes in the normal microflora (36) as they allow C. albicans to overgrow, thus giving rise to "denture stomatitis" (37-40). This may occur in over 60% of denture wearers, with a strong female predominance (41). Elderly people produce little saliva, which is responsible for both washing and pH regulatory effects. In a study among 52 elderly patients, 80.8% of whom suffered oropharyngeal candidiasis, treatment with a saliva substitute containing mucin led to an increase of the oral pH and reduced the number of candidiasis to 5.8% (42).


In the past few years, hospitals have witnessed an increase in the number of immunodefficient patients or patients requiring potentially immunosuppressive treatments that reduce host primary response (43, 44). The topical or inhaled use of steroids is a risk factor for candidiasis (45, 46). Particularly if phagocytosis is impaired, the risk of C. albicans infection is clearly increased (47-49). Radiation therapy can result in a change in oral bacterial flora and promote colonizacion or infection (50-53).


Primary immunodeficiencies such as neutrophil dysfunctions, cellular immunodeficiencies, humoral immunodeficiencies, complement alterations or complex combined syndromes, particularly in children between 3 and 14 years of age, can cause alterations in the oral microflora that can lead to an overgrowth of Candida and subsequent oropharyngeal inflammation (54).


In patients suffering from different types of neoplasia the rate of colonization of the oropharynx by C. albicans is extremely high, reaching almost 70% (55). Figures are very high among patients submitted to therapeutic irradiation of the oral cavity (52, 56). The frequency of Candida isolation from the oral cavity and feces of neoplastic patients who are taking wide-spectrum antibiotics may surpass 80% (57). Oropharyngeal Candida infections in this group were found in 42% of the cases (58). In pediatric oncology patients, the rate of oral complications by Candida were significantly higher among patients with a solid tumor than with patients with leukemia (13.5% vs. 4%) (58). In general, antibiotic therapy �including perioperative use of antibiotics� has a bigger influence on the oral counts of C. albicans than radiation or anticancer chemotherapy (59).


Cancerous hematologic and neutropenic patients show high degrees of immunosuppression before or after therapy, which bears a higher risk of Candida infections (60), C. albicans being the primary causative species (61-63). Studies on neutropenic children show Candida colonization in 45% of the oral samples and at least 25% of the intestinal samples, C. albicans, C. tropicalis, C. pseudotropicalis (C. kefyr) and C. krusei being the species most commonly found (64). This may be the consequence of the important changes in the oral microflora that result from cytotoxic chemotherapy (65-67). Of patients with untreated leukemia, 20% develop oral complications (68).


Organ transplant patients, particularly those with bone marrow and liver transplants, who require immunosuppressive treatments have oropharyngeal candidiasis as a very frequent complication (69, 70), which leads to prophylactic attitudes (69). In fact, the incidence of Candida colonization in liver transplant patients has reached 67% in one series (71), but was slightly lower among renal patients (72).


Oral infective symptomatology is quite frequent in HIV- positive and AIDS patients (73, 74), probably due to the local environmental changes in the oral cavity (75). The most prevalent yeast pathogen is C. albicans, both in adults and in children (76). It has been suggested that HIV infection increases the adhesivity of C. albicans to the oral mucosal surface (77). Similarly, the salivary deficit in these patients may be involved in high rates of C. albicans colonization (78). The frequency of esophageal and oropharyngeal candidiasis among these patients varies between 45% and 95% (79) and is considered one of the earliest symptoms of AIDS among HIV-positive patients (80-82), as well as an early predictive marker of pulmonary tuberculosis in these patients (83). In children from HIV-positive mothers, the rate of Candida colonization and infection may be particularly high (84). The prevalence rates of oropharyngeal colonization by C. albicans on HIV-positive patients without evidence of infection range in some series from 50% (85) to 78% (20, 86). This may vary in different studies, but the lowest rate found in nonsymptomatic HIV patients was 24% (87). C. albicans has the highest frequency of isolation (55%) and its most commonly found biotype is 1 (85); the prevalence of other species appears to be lower: C. tropicalis (17%) and C. krusei (12%) (55).


Oral candidiasis is frequent in patients with diabetes (88, 89). In these patients, the rate of Candida colonization is very high (75%), at least double the that for healthy controls (90). The colonization frequency is higher in type I than type II diabetes (91). In noninsulin-dependent diabetes, the nonsecretors have a higher risk of infection (13). The epithelial mucosal surface of the oral cavity of diabetic patients is more adhesive for C. albicans than in nondiabetic patients (92).


Oropharyngeal infection by Candida can give rise to different symptoms which are be related to the affected organ. Although it can occur asymptomatically (93), in most cases the patient suffers from odynophagia. If the pharynx is affected, it can cause hoarseness; if the esophagus is affected, dysphagia. When an oropharyngeal candidiasis patient refers to this symptom it can be assumed that he is suffering from esophagitis caused by Candida without an endoscopy confirmation (94, 95). When the symptomatology is extreme, the patient tends to decrease his intake of food and, if the situation is maintained, a problem of malnutrition can result. Affection of the intestinal tract as a result of a Candida infection remains in most cases a local problem; some authors consider esophageal candidiasis as a locally invasive type of illness. Esophageal affection can be followed by complications such as mucous adherences, paraesophageal abscesses, perforation and stenosis (96). Those patients who are more severely immunodepressed show a tendency towards more extended forms of the oropharyngeal infection (97).


Candida is an ubiquitous opportunistic pathogen due in great extent to the broad range of disease conditions it can cause, ranging from mucosal to systemic (98). Egger et al. suggest that systemic infections by Candida occur independently from oral or mucocutaneous candidiasis (99), even if both types of candidiasis can take place simultaneously in immunosuppressed patients because of their predisposing factors. It has been estimated that patients with hematologic malignancies colonized by high numbers of Candida may develop invasive candidiasis in 20% of the cases (100).


Azole compounds

The azole-derived substances that were discovered in the 1960s are all synthetic compounds. Four azoles have been approved for the treatment of systemic fungal diseases: miconazole, ketoconazole, fluconazole and itraconazole. The imidazolic and triazolic molecules have two or three nitrogen atoms respectively. Although there are variations among compounds, these agents can be considered as broad spectrum fungistatic agents.

Mechanism of action

The azoles inhibit the synthesis of ergosterol, an essential membrane lipid in fungi, thus altering the fungal membrane. Fluconazole, for instance, inhibits a monooxygenase associated to a P450 fungal cytochrome (lanosterol, 14a-demethylase). The inhibition of this enzyme blocks the conversion from lanosterol to ergosterol, which is an essential compound in fungal lipid membrane. As a consequence, the membrane permeability is altered, the membrane-bound enzymes are deactivated, and cell replication is also prevented (101-103).

Mechanism of resistance

There are several mechanisms involved in resistance to azole compounds. The first involves the reduction of the permeability resulting from changes in the membrane sterol composition (104). The second involves modifications of the target (105, 106), in which the alteration of the target enzyme, lanosterol alfa demethylase 14a-d, was shown to be the mechanism of resistance in azole-resistant mutants (107). Azole-resistant isolates displaying an alteration(s) in target site (in general near the active site of the enzyme) remain rare, and can be divided into the two following groups: i) resistance results from inactivation of the P450 14- dm (108-110); and ii) mutations which alter the inhibitor binding but not the binding of the endogenous substrate (107). Overexpression of cytochrome P450 14-dm was the major mechanism of resistance in a pair of C. glabrata strains that developed resistance during therapy (111, 112). The third mechanism involved in azole resistance is the mutations in D5,6 sterol desaturase, another enzyme in ergosterol biosynthesis (113, 114). Altered D5,6 sterol desaturase may be an alternative explanation for resistance in a few isolates of C. albicans. D5,6 Sterol desaturase mutants block the formation of 14-methyl-3,6diol and cause the accumulation of the precursor 14-methylfecosterol which can support growth. However, C. albicans is diploid and isolates leaky defects (partially active enzyme) may exhibit variable degrees of resistance (115, 116). D5,6 Sterol desaturase mutants are also deficient in ergosterol and thus amphotericin B-resistant (2 isolates C. albicans from AIDS); this is one of the cases of cross-resistance with amphotericin B (117, 118). The fourth mechanism involves efflux (119). In C. albicans, reduced azole content in treated cells directly correlates with resistance (106, 120, 121). A correlation was found between resistance and increased mRNA levels of some pumps. This is an energy-requiring phenomenon and is now known to be mediated by one or more multidrug resistance genes, namely CDR1, CDR2 and CaMDR1. CDR1 is a transporter protein in the ABC transporter family of genes and work is now progressing on the role of CDR2, PDQ5 and other members of this transporter family in azole efflux. All licenced azoles are substrates for CDR1. CaMDR1 (Ben R) is a member of the major facilitator family and to date has been found to export only fluconazole from the cell. CDR2 plays an important role in mediating the resistance of C. albicans to azole anfifungal agents (122). The overexpression of transporter genes in C. albicans appears to be an inducible phenomenon (123), and the local environment may therefore influence the susceptibility to azole compounds. In C. krusei fluconazole-resistance may be attributable to efflux mediated by an homolog of CaMDR1 (124), which is apparently specific for fluconazole (125, 126). Efflux appears not to be the primary mechanism of itraconazole resistance, but impermeability may be important. In summary, transport-associated resistances affect different azoles in various ways. For example, fluconazole resistance may not necessarily affect itraconazole (110) or ketoconazole (127).


Prophylaxis with fluconazole at a daily dosis of 50 to 100 mg has significantly reduced the frequence of oropharyngeal candidiasis and recurrence rates in advanced status HIV-patients (128). It is also advisable for preventing muguet in AIDS and AIDS-associated complex patients (81). Both the tolerance and the efficiency of fluconazole and itraconazole as prophylactic agents for oropharyngeal candidiasis in immunocompromised patients are high (129, 130). The use of fluconazole as prophylaxis in HIV patients for long periods of time has given rise to the emergence of resistances among the yeasts which infect and colonize these patients (see below) (131).


Evaluation of more than 100 patients treated with 50 to 300 mg/day of fluconazole for 28 days revealed that between 61% and 88% of them were cured (132, 133), and that the symptoms disappeared within the first week of treatment (101, 134). Comparative studies of cancer patients with oropharyngeal candidiasis undergoing therapy with fluconazole or ketoconazole showed a similar number of therapeutic failures (4/32 treated with 100 mg/day of fluconazole, 4/36 treated with 400 mg/day of ketoconazole) (135). Studies of fluconazole (200 mg/day) for the prevention of invasive fungal infections in patients with AIDS demonstrated that during 3 years of continued use, 10.6% of patients suffered at least one episode of oral candidiasis (136). Ketoconazole and itraconazole may have a more restricted effect in advanced HIV patients, considering that these agents require gastric acid for absorption. Hitchcock et al. pinpoint the following host factors that may have an influence in the failure of the antifungal therapy: i) the degree of immunosuppression; ii) location and severity of the infection; iii) physiological alterations such as gastrointestinal malfunction or diminished saliva production; iv) pharmacokinetic parameters, such as poor oral absorption or drug interactions; and v) patient compliance (137).

Side effects

Azole antifungal agents are usually nontoxic; nevertheless, some rare cases of hepatotoxicity, particularly among patients treated with ketoconazole, have been reported (138). In a study performed with 100 mg of fluconazole a rise of the Glu-OAA-transaminases (GOT) levels was observed (139). Gearhart reported an increase of both the transaminases and the total bilirubin levels and alterations in time of prothrombin, all of which disappeared once the treatment stopped (140). Topic imidazoles are toxic at high concentrations, when they directly interact with and damage the host cell membrane (141-143).


We are only interested in two macrolides, nystatin and amphotericin B, which have been used for more than 20 years now, out of the 60 polyenic antibiotics that have been discovered so far.

Nystatin was discovered by Hazen and Brown in 1950 (144). Extracted from mycelium of Streptomyces noursei by MeOH (7), the drug was further developed by Squibb Research Laboratones (145) and launched with the trade name of Mycostatin®. It is a tetraene polyene with 36 carbon atoms and contains a mycosamine group. Although rather hydrophobic, this powder is partially soluble in propyleneglycol and totally soluble in organic solvents (e.g., dimethyl- formamide and dimethyl-sulfoxide). It acts against many moulds and yeasts such as Candida, Torulopsis and Geotrichum with MICs ranging from 1 to 12.5 �g/ml. It was the first polyene to be used in topical treatments of cutaneous and mucocutaneous infections by Candida. The structural formula of nystatin can be seen in Figure 1.

Amphotericin B is an important drug produced by Streptomyces nodosus (146) and widely used to treat serous systemic fungal infections. According to Ducher, the producer strain was first isolated at Squibb Laboratories in 1953, and the initial reports of antifungal activity were published in 1956 (147). Thirty years later, this antifungal agent is still active at low concentrations (1 �g/ml) against most yeast and filamentous fungal pathogens. The prestige of polyene compounds remains intact. Amphotericin B is a member of the polyene macrolide class of antibiotics; it is amphoteric, forming soluble salts in both acidic and basic environments. The agluconic moiety of this heptaene-type polyenic compound, is responsible for lipophilic behavior and the molecular instability of the molecule (including photooxidation). The molecular weight is 960 and its protein binding is as high as 90%. It is not soluble in water and is solubilized by the addition of sodium desoxycholate, which, when combined with amphotericin B forms a colloidal dispersion (148, 149).

Figure 1. Nystatin

Mechanism of action of the polyenes

The mechanism of action of nystatin, amphotericin and other polyenes is based on the formation of insoluble complexes with the sterols of the cell membrane (ergosterol in fungi and cholesterol in mammals), which causes changes in the permeability that cause K and P efflux and alteration of the proton flux leading to cell death (106). The effects of polyenic activity on the fungal cell are complex and depend on a variety of factors including cellular growth phase, doses and mode of administration (150).

It has been suggested that these effects can be divided into dose-dependent stages: stimulation, permeability and lethality. The dose requirements for stimulation are lower than those necessary to alter the permeability, whereas lethality requires much higher doses than any of the other two. Apparently, lethality does not only depend on changes in the permeability, but also on another factor. It has been found that oxidation-dependent events for which damage to the cell is associated with production of toxic oxygen derivatives might be connected to lethality of amphotericin B. Providing this, the ability of the cell to degradate such toxic products should affect its resistance to the damage caused by amphotericin B (151). Two possible mechanisms could be used by this drug to render these products. The final is amphotericin B autooxidation producing free radicals (152); in this case, the formation of these compounds would not be linked to the membrane permeability and would not depend on the kind of sterol. The second hypothesis is the amphotericin B-mediated increase of the membrane permeability (particularly to monovalent cations) which would depend on the structure of the sterol present in the membrane and suggest the possibility that there is a connection between these two mechanisms (153).


As we have seen, nystatin is similar in structure to amphotericin B, meaning therefore that their interaction with sterols should be almost identical. Nevertheless, there are small differences that allow nystatin to unspecifically bind sterols, which results in both a lower affinity for cholesterol and a relatively higher affinity for ergosterol than amphotericin B. In fact, nystatin activates potassium release (as a result of the membrane damage) more efficiently in yeast cells than in erythrocytes, which is opposite to amphotericin B. It can be concluded that the nystatin target-specificity is higher and, therefore, better than that of amphotericin B and thus, its therapeutical possibilities should be reevaluated (153). On the other hand, studies performed using kinetic fluorescence methods show that amphotericin B and nystatin might have very different activities on sterol- free egg-phosphatidylcholine unilamellar vesicles (154). In such a case, it is amphotericin B that triggers the increase of potassium permeability. This observation stresses the importance of the selective interaction of nystatin with ergosterol. In any case, nystatin antifungal intrinsic activity is slightly inferior to that of amphotericin B, despite basically sharing the same mechanism of action (153, 155).


Despite the fact that they have been used on patients for more than 30 years, fungal resistance to nystatin or amphotericin B is exceedingly rare (156, 157). Strains of C. albicans have ocasionally been reported to be resistant to amphotericin B (MIC >=2 mg/l) (158, 159). Most resistant strains are related with immunocompromised patients on long-term therapy (160-163) associated with fungemias, with poor clinical response. Apparently, decreased amphotericin B susceptibility in Candida isolates tends to occur in AIDS patients when compared with patients with less advanced HIV disease (164). Resistance may occur in these patients with higher frequency among strains belonging to other Candida species. The in vitro/in vivo correlation of resistance with clinical success is clear in some series: in strains with amphotericin B MICs exceeding 0.8 mg/l a poor clinical outcome is the rule (165).

Several mechanisms of resistance to amphotericin B could be considered. We have already seen that the target for this drug is the fungal cell membrane ergosterol and to reach that target, the antifungal agent must go through a rigid cell wall. Little is known about the contribution of cell wall permeability to amphotericin B resistance (166). Most of the fungi resistant to these antibiotics have quantitatively or qualitatively altered cell membrane lipid composition (104), although it seems as if this single feature is not enough to make fungi amphotericin B resistant (162, 167). The emergence of resistances is due to following factors: i) a reduction in the ergosterol content of the membrane (168, 169) (eventually as a result of being substituted by more resistant sterols); and, ii) an increase of the catalase levels in C. albicans-resistant strains (which confers resistance to the oxidation-dependent damage) (13, 170), other mechanisms involving subtle modifications of the membrane structure rather than sterol substitutions (171).

Nystatin resistance

The polyenes usually present cross-resistance (172); for example, in vitro nystatin-resistant mutants with a modified sterol profile (e.g., D8-D7 isomerase mutants) are also resistant to amphotericin B. Experiments with amphotericin B low-level resistant mutants (non-sterol related membrane mutants) show that these may remain susceptible to nystatin (171), however, in clinical practice, the opposite usually occurs. In a small group of Candida isolates, in particular C. rugosa, a certain level of resistance to nystatin and an apparently higher susceptibility to amphotericin B was observed (173).

Reports on nystatin susceptibility differ according to the different techniques used. In general, the susceptibility appears to be maintained at similar rates over the years. For instance, in 1951, the MICs of nystatin against various yeasts was recorded to be in the range of 1.56 to 6.25 mg/l (174); in 1954 Drouhet verified the absence of resistant Candida strain isolates in the range of 1.56 to 12.5 mg/l (175-177); and we obtained essentially the same results nearly half a century later. Again the same result was obtained by Lombardi et al. with nystatin MIC for Candida, Cryptococcus, Saccharomyces, Geotrichum, Rhodotorula, Torulopsis and Trichosporum being 99% less than or equal to 8 mg/l (178). In some areas of the world, such as Turkey, the situation may differ. In 1993, Sürücüoglu et al. studied 100 Candida strains isolated from patients with hematologic malignancy and showed that 4% of the strains were resistant to nystatin (64). High rates of resistance were confirmed the same year by other Turkish authors with more than 20% of Candida strains (179). In Poland, in a single study, 50% of the yeast strains of clinical origin were resistant at a concentration of 10 mg/l) (180). Due to their extreme rarity, these observations should be analyzed with caution, and, if possible, confirmed by standard techniques.


Antifungal prophylaxis has a highly beneficial effect on the occurrence of oropharyngeal candidiasis (181). The value of nystatin as a prophylactic agent should be reviewed. It is known that the use of nystatin prophylactic reduces oropharyngeal candidiasis incidence in elderly people, immunodepressed patients, neutropenic patients and patients suffering from malignant diseases (182-184). In leukemia patients (185), bone marrow transplant recipients and neutropenic patients, nystatin associated to chlorhexidine or ofloxacin, or combined with ketoconazole and iodated povidone, reduced mucositis, gingivitis and oral infections (53, 70, 186). The effectiveness of the suspensions of nystatin and amphotericin B appears to be similar; both being equally efficacious in the oral cavity (187). Nystatin also appears to be similar in oropharyngeal candidiasis prophylaxis of neutropenic patients to ketoconazole treatment with ketoconazole (200 mg/b.i.d.) which offered almost identical results to nystatin (500,000 U/q.i.d.), i.e., incidence reduction of 14% with ketoconazole vs. 17% with nystatin; ketoconazole appears to be more effective in the prevention of invasive candidiasis (188). Nystatin was found to be as effective as clotrimazole in a randomized study on prophylaxis of oral candidiasis in orthotopic liver transplant patients (189). Nystatin appeared to be effective in delaying the onset of oropharyngeal candidiasis in 128 HIV- infected patients. It is suggested that patients with CD4+ cell counts <200 who are carriers of C. albicans and have a history of oral candidiasis may be likely to benefit from antifungal prophylaxis (190).


In general, in uncomplicated patients, the topical use of nystatin or amphotericin B is sufficient to control oropharyngeal candidiasis (96, 191). For such a purpose, nystatin has been administered in oral suspensions, vaginal suppositories or tablets (192). In most cases the tolerance is excellent, even in compromised patients (193). Randomized assays have also proven the efficacy of denture rinses containing nystatin in the control of chronical atrophic candidiasis in elderly people (36). The nystatin solution applied to the acrylic surface of the denture prevents adherence (194) and produces a greater inhibition of C. albicans growth (195). In dentistry, nystatin is considered a very useful agent to control Candida infections (196). In children with stomatitis, the association of nystatin and lidocain is very effective in reducing both the pain and the lesions (197). A reduction in the rate of mucositis associated with head and neck radiotherapy has been obtained with nystatin combined with hydrocortisone, tetracycline and diphenylhydramine (198).

How can nystatin efficacy becompared with other antifungal agentsin the therapy of oropharyngeal candidiasis?

In a randomized study on cancer patients, nystatin and ketoconazole were similar in cure rate (21/24 vs. 13/18 patients) and erradication of the initial fungal pathogen (66% vs. 61%) (199). In oropharyngeal candidiasis of newborns, therapy with nystatin (100,000 U/ml) produced a 73% clinical cure and mycological erradication; the success rate was higher, 94%, for ketoconazole (200). Nystatin (200,000 U oral suspension q.i.d.) was also inferior to oral ketoconazole (200 mg/day) in an African study of oropharyngeal candidiasis infections in AIDS patients (201).

When fluconazolc (2-3 mg/kg/day) was compared with nystatin (400,000 q.i.d. for 14 days) in immunocompromised children, the clinical cure rate was 91% for fluconazole and 76% for nystatin; the erradication of the yeast pathogen was attained in 51% and 11% respectively (202). In general, these studies indicated that nystatin is a safe and effective agent for the treatment of oropharyngeal candidiasis, but in the infections caused by azole-susceptible yeast pathogens and at the current dose schedules, nystatin tends to be less effective than the oral azolic compounds. The pattern of interactions between the cells and the drug with topical vs. tissue-distributed compound could explain these differences.

The increase in azole-resistant yeast pathogens has reactivated the interest for a reevaluation of polyenic compounds, including both nystatin and amphotericin B, as first- line therapy for oropharyngeal candidiasis in AIDS patients (203).

Side effects

Nystatin is not administered parenterally due to its toxicity. Its scarce absorption in the digestive tract is responsible for its good oral tolerance, with very infrequent side effects; on exception it can cause digestive episodes with nausea, diarrhea and vomiting, or allergy (dermatitis) (204-206). Toxicity in cutaneous or mucosal topical use has not yet been described.

As in the case of nystatin, amphotericin B presents very little oral absorption and, subsequently, no toxicity when administered topically. Intravenously, however, it must be regarded as the most toxic antifungal drug: it causes flebitis at the injection site and renal failure at very high doses (10- 20 g) (207), as well as other negative effects such as fever, nausea, vomiting, anemia (208, 209), hypokalemia, thrombocytopenia, liver dysfunction and allergies. These effects can be reduced with the new formulations, e.g., liposomes (210-213), lipidic complexes (214) and colloidal dispersion (215), which all act in a similar way (216).


Development of resistance to azoles

In 1978, Holt and Azmi (217) described a case of neonatal candidiasis in which resistance to miconazole developed in a strain of C. albicans. Nowadays, fluconazole resistance is more and more frequent, particularly in advanced AIDS patients (218, 219). The emergence of resistance appears to be related to low CD4+ lymphocyte counts (<50/ mm3), long-term treatments with fluconazole 50 to 100 mg/ day, maintenance therapies and prophylaxis (220-225). Insufficient doses with reduced levels of fluconazole in saliva have been considered a risk factor for selection of resistance (226). Resistance rarely appears in short-term or intermittent treatments (127); however, these resistant strains can be transmitted from AIDS patients who present C. albicans in their oral cavities (227). In fact, some studies were unable to reveal any difference in the in vitro susceptibility to imidazolic compounds (and the same was true for polyenics) when treated and untreated patients were compared (228). Some observations of this type could be attributed to the clonal dispersion of a resistant C. albicans strain. In fact, molecular epidemiology studies have shown that among the isolates obtained in recurrent candidiasis, including fluconazole-resistant strains, the same C. albicans clone is sequentially recovered (229).

Microbiological resistance vs. clinical resistance

In general, the development of clinical resistance to fluconazole is clearly correlated to the in vitro studies of susceptibility (230), and the microbiological results can be used to improve the treatments of those HIV patients suffering from oropharyngeal candidiasis and/or esophageal candidiasis (231). Using conventional culture media (RPMI, RPMI-G), therapeutic failures in this disease have been related with strains showing minimal inhibitory fluconazole concentrations �8 to 16 mg/l, and therapeutic success if MICs were <1 to 2 mg/l (231, 232-234).

Selection of non-albicans Candida with resistance to azoles

The frequent use of fluconazole in oropharyngeal candidiasis treatment of HIV-infected patients may contribute to select non-albicans species, with less intrinsic susceptibility to the drug (230, 234, 235). The emergence of these non-albicans species usually occurs after a second prophylaxis (236), particularly in bone marrow transplant and neutropenic patients (237). Interestingly, comparative studies indicate that selection of non-albicans species, such as C. glabrata, takes place in the group of patients treated with fluconazole rather than in that of patients treated with polyenes (238).


Should we reserve azole drugs for the treatment of deep fungal infections?

Many oral and systemic therapies have been employed in oropharyngeal candidiasis treatment, the most common being topical nystatin, clotrimazole, ketoconazole, fluconazole and itraconazole. Even though theoretically systemic antifungal azoles present certain advantages, resistance-derived problems can limit their use (156, 239). The prevention of further spread of resistance may be an advisable strategy in order to maintain the current relevant therapeutic options of azole compounds in severe fungal candidiasis. For this reason, it could be appropriate to reduce azole consumption as much as possible in order to decrease the selection pressure. This policy should be based on a substitutive use of azoles for topical polyenic compounds. For instance, it has been proposed that the treatment of neonatal oral candidiasis should be performed with nonabsorbable (e.g., polyenic) drugs, while the systemically active agents should be used primarily if a risk of dissemination exists or if widespread disease is present (240). The same approach could be applied to other groups of patients, including HIV-positive patients.

How to control and prevent the spread of azole-resistant strains

Not only restricting azole use in all those clinical pictures in which topical therapy with polyenes is possible, but also automedication and, in particular, low-dose, long-term therapy might help (241). In any case, an international surveillance program devoted to the early detection of azole- resistant geographical "hot points" could also be advisable. Such surveillance should be of a microbiological nature, and not based only on the percentage of clinical failures, which are more influenced by the type of patient and the pharmacological features of the azoles, including drug interactions (242). Where high rates of azole resistance are documented, the increase in polyenic use should serve to prevent further spread of resistances by decrease of the selective pressure. It can be expected that polyenic compounds, being equally active on fluconazole-susceptible and -resistant strains, may contribute to the elimination of the azole-resistant isolates. If it occurs at a time when the prevalence of azole-susceptible strains remains relatively high, a "healthy recolonization" by nonresistant strains may occur. It could be interesting to see if a policy of increased use of polyenic compounds could produce such a restorative process.


Microbiological aspects

To determine the MICs, microdilution techniques were used for which the results are comparable to those obtained by NCCLS (243) macrodilution tests (244, 245), and may be even better for the prediction of the in vivo response (246). A total of 134 strains were studied: 78 C. albicans, 47 C. glabrata, 6 C. tropicalis, 1 C. pseudotropicalis, 1 C. parapsilosis, 1 C. lusitaniae, and 2 strains of the ATCC 64450 and ATCC 64458 collections. Seventy-eight oropharyngeal samples, 23 bronchial samples, 2 blood, and 31 other samples were taken.

Determination of MIC (micromethod)

Plates. Sterile plastic microplates containing 96 flat bottom wells (Costar®) were used. The fluconazole concentration ranged from 64 to 0.125 mg/l. The ketoconazole concentration ranged from 4 to 0.003 mg/l. The itraconazole and nystatin concentration ranged from 8.0 to 0.06 mg/l and amphotericin B concentration ranged from 16 to 0.03 mg/l. In each well, a 100 �l final volume was dispensed. The first column was the negative control (without yeast inocula) and the 12th column was the positive control (without antifungal agent).

Inoculum. The yeast isolates were grown in Sabouraud-chloramphenicol agar for 18 to 24 h at 35 �C. Initial suspensions were prepared from at least five colonies of each culture, in sterile 0.9% saline, and adjusted to a turbidity of 0.5 MacFarland (1-5 x 106 CFU/ml). These initial inocula were diluted 1/10 and 10 �l were added to each well (columns 2 to 12).

Medium. RPMI 1640 (Gibco® BRL) with l-glutamine, buffered with morpholinepropanesulfonic acid (MOPS) buffer (Sigma®) to a final pH 7.0 by using 10 M NaOH, this medium was supplemented with glucose 2% and casitone agar.

Antifungal agents. Fluconazole (Pfizer® S.A., Madrid, Spain), itraconazole and ketoconazole (Janssen® Farmacéutica, S.A., Madrid, Spain). Amphotericin B and nystatin (Squibb S.A.®).

Incubation. Microplates were incubated 24 h at 35 �C.

Reading. A spectrophotometric reading was made at 405 nm (MultisKan®) after 5 min agitation.

End point criteria. The MIC end point was calculated at the lowest drug concentration giving rise to an inhibition of growth equal or greater than 50% and 90% of the positive control (without antifungal agent).

Nystatin activity on Candida spp

Using the standard RPMI method (80%), a strictly monomodal distribution of MICs was observed in our collection of strains. The mode MIC was 2 mg/l, and the range 1 to 8 mg/l.

Essentially the same distribution was obtained on casitone medium, in which the activity of nystatin is higher, the mode MIC was 0.25 mg/l, and the range between 0.03 and 2 mg/l. These results strongly suggest the absence of any acquired mechanism of resistance to nystatin among our series of 121 isolates (Fig. 2).

Nystatin activity on <I>Candida</I> spp.
Figure 2. Nystatin activity on Candida spp.

Nystatin activity against fluconazole-resistant <I>C. albicans</I>.
Figure 3. Nystatin activity against fluconazole-resistant C. albicans.

Nystatin activity against fluconazole-resistant C. albicans

The nystatin MIC distribution for fluconazole-resistant strains (MIC >=8 mg/l; in most cases, >64 mg/l) remains identical to that shown for fluconazole-susceptible isolates, which reveals the absolute absence of cross-resistance between both groups on antifungals (Fig. 3).

Nystatin activity on non-albicans Candida

Again a monomodal distribution of nystatin MICs was found in the collection of 44 non-albicans Candida strains. The mode value, 2 mg/l, and the range (1 to 4 mg/l), was practically the same as for C. albicans. This result emphasizes the absence of resistance to nystatin in these strains (Fig. 4).

Nystatin activity on non-<I>albicans Candida</I>.
Figure 4. Nystatin activity on non-albicans Candida.

Nystatin activity against fluconazole-resistant on non-<I>albicans Candida</I>.
Figure 5. Nystatin activity against fluconazole-resistant on non-albicans Candida.

Nystatin activityagainst fluconazole-resistantn on-albicans Candida

Nystatin is equally effective on fluconazole-susceptible or -resistant strains. The nystatin mode MIC and MIC range on a collection of 32 strains with MIC >=4 mg/l (17 of them MIC >=8 mg/l) was identical to that corresponding to the susceptible strains. No nystatin resistance was found among this group of resistant strains, and the absence of cross-resistance was again documented (Fig. 5).

Activity of nystatin compared with amphotericin B

Nystatin is less active than amphotericin B, but the range of distribution is shorter in the case of nystatin: 1 to 8 mg/l compared with 0.03 to 4 mg/l for amphotericin B. The reasons for this high dispersion of amphotericin B MICs are probably multifactorial and remain largely unknown (Fig. 6).

Cross-resistance amongazole compounds in C. albicans

One important part of the interest in the reevaluation of the polyenic compounds is to spare the use of azole compounds in order to decrease the selective power of these drugs for resistant strains. The relevance of cross-resistance among azole compounds remains debatable; in any case, according to our own data on more than 130 strains, the problem of cross-resistance does indeed occur. Strains with fluconazole MICs >=64 mg/l have significantly higher MICs to ketoconazole (>=4 mg/l) or itraconazole (= 8 mg/l) (p <0.001). On the other hand, strains with ketoconazole MICs = 2 mg/l have increased MICs to itraconazole (>=8 mg/l) (p = 0.028). Thus, the problem is real; discrepancies may occur in some cases, but may be due to the technical conditions of the assays more than to real differences in mechanisms of resistance.

Activity of nystatin compared with amphotericin B.
Figure 6. Activity of nystatin compared with amphotericin B.

Rare cross-resistance between azoleand polyenic compounds

Several clinical observations support the practical absence of cross-resistance between azole and polyenic compounds. AIDS patients with thrush due to fluconazole -resistant C. glabrata, and unresponsive to fluconazole treatment were cured with amphotericin B (203). On the contrary, amphotericin-resistant invasive hepatosplenic candidiasis was controlled by fluconazole therapy (247); nystatin resistant C. albicans oral infections was succesfully treated with miconazole (248). Interestingly, an AIDS patient with Candida esophagitis under treatment with fluconazole developed resistance to this drug, and amphotericin B treatment was started; but a new failure occurred. In necropsy, the strain was recovered and proved to have an increased amphotericin B MIC (249)Controversy exists because of these cases.

In a case of esophageal candidiasis with azole and polyene resistance, there was clinical failure of amphotericin B therapy in an HIV-infected patient with known fluconazole resistance (249).

Importance of the diminution of the intestinal reservoir

The human gastrointestinal tract is an important reservoir for Candida (250), and most Candida infections originate in this area, either directly (local infection or invasive spread after persorption) or indirectly (skin contamination by intestinal content). Therefore, in susceptible patients (typically immunosuppressed), preventive strategies have been considered in order to reduce or eliminate Candida from the gut. Both polyene and azole agents have been used for this a purpose in selective decontamination protocols (251) in association with antibacterial agents (252-258). Many of these protocols are capable of a very significant reduction in the yeast content of the gut (257, 259). A similar efficacy was found for nystatin and ketoconazole (260). Interestingly, patients with severe undernutrition (a relevant problem in the hospital setting or in elderly people) frequently carry Candida in the stomach. In a study, 65% of patients of this type had Candida in this localization; this high rate might have been increased by the use of gastric tubes, favoring the transit of Candida from the oral reservoir to the stomach (261). Again, this and other studies of paired oral and gastroduodenal aspirate cultures suggest that identifying Candida in the oral cavity is a good indicator of the presence of yeasts elsewhere in the gastrointestinal tract. On the other hand, mechanisms through which overgrowth of Candida in the upper gastrointestinal tract might contribute to the inflammatory background of peptic ulcer disease have also been suggested (262).

Optimal dosing and galenic aspects: absorption and distribution Nystatin

Oral suspension. Nystatin oral suspension is usually administered at 100,000 U/ml. Some authors recommend topical nystatin at a concentration of 150,000 U/ml three times a day for 14 to 21 days. In some studies carried out in neonatal (263) or elderly patients, a preparation was used, mixing 48 ml of oral nystatin suspension with 432 ml of distilled water, which reaches a solution containing about 10,000 IU/ml of nystatin ml. This solution was used together with the oral preparation (vaginal tablets, 100,000 IU/ g), and administered three t.i.d. for a week (36). In general, in the prophylaxis and treatment of oropharyngeal candidiasis in newborns, 1 ml of the oral suspension is instilled in each side of the mouth every 4 h. In premature infants, 0.5 ml is recommended. In adults, the recommended schedule is 2 to 3 ml in each side of the mouth q.i.d.

Tablets. Nystatin tablets contain 500,000 U, with the average dosage being 1,000,000 U to 1,500,000 U/day for children and 2,000,000 to 5,000,000 U/day for adults, in four or six administrations (264). Tablets may be sucked or chewed four times/day. Due to the peculiar, unpleasant taste of the tablet and oral suspension, many patients prefer vaginal tablets or ovules that are used in an identical way (192). Tablets and oral suspension have identical efficacy, both from the microbiological or clinical point of view (265, 266). In cases of esophagitis, the clinical response may be dependent on the dose and frequency of administration. Maximal doses of 100,000 U/h to 1,000,000 U.I. q.i.d. have been used (267). The association with methylcellulose (0.5%) or carboxymethylcellulose (0.7%) prolongs the period of mucosal contact. It is essential to remember that nystatin is an antifungal agent which acts by contact and that prolonged interaction with the mucosa is essential.

Vaginal ovules. Ovules, primarily focused to control vulvovaginal candidosis, contain 100,000 U of nystatin in combination with lactose, ethylcellulose, stearic acid and starch. Ovules are administered once or twice/day for 2 weeks.

Ointment. Ointment preparation, to be used in skin Candida infections, contains 100,000 U/g and should be applied twice a day for prophylactic treatment of burns.

Liposome-encapsulated nystatin. This was studied in vitro (268) and in vivo for systemic fungal infections. Liposome encapsulation provides a means for intravenous administration of nystatin, reducing its toxicity and making it an active systemic antifungal agent (269).

Absorption and distribution

By the oral route, nystatin is practically nonabsorbed; most of the drug is eliminated in the feces (177); during the first 24 h about one-third of nystatin is recovered in this sample, and less than 1% in urine (270). In any case it is important to remember that bioessay determinations of nystatin in feces are not very sensitive (40 U.I./gram is the detection limit) (271). If the expected fecal excretion rate is one-third in 24 h, a certain irregularity may occur from dose to dose and patient to patient, and the distribution in the intestinal tract is heterogeneous (263). Obviously the decrease in the intestinal motility may delay the transit of nistatin, and may reduce effectiveness: this is the case for premature and low-weight newborns when compared with normal infants (272). Despite high intestinal concentrations, there is no effect on intestinal bacterial flora (273).

After extremely high oral doses (10 million units), blood concentrations of 1 to 2.5 mg/l have been detected. These concentrations are not expected to produce any significant antifungal effect and are devoid of toxicity (274).


Nystatin should not be mixed with chlorhexidine in the local therapy of oral infection; the interaction may result in a decrease of solubility (275). Fluconazole, at doses 200 mg/day, produce significant interactions with rifampicin (276), zidovudine (277) and cyclosporin. These drugs are frequently used in immunosuppressed patients and during organ transplantation (278-280). The clinical relevance of the interaction of fluconazole with polyenes remains controversial. A frequently repeated concern is the inhibition of ergosterol synthesis by azoles, reducing the possible interaction of the polyenes with this compound, which could result in a certain drug antagonism. Despite these concerns, it has become apparent that the combined use of amphotericin B and fluconazole is a common occurrence in medical practice around the world. As has been said, the interaction of azoles and polyenes may vary with the fungus, test models and drug. The conclusion is that it is unlikely that an inclusive general rule concerning the concomitant or sequential use of these drugs to cover all situations will be forthcoming (281).


The value of nystatin as a prophylactic anfifungal agent should be reviewed. The safety and efficacy of nystatin has been proven for nearly half a century, and the resistance of yeasts to polyene compounds has been maintained in most areas of the world during this period of time. New antifungal agents such as the azole compounds have a key role in the current chemotherapy for deep fungal infections. However, resistance has emerged leading to the danger of spreading resistant yeasts which will require a change in the therapeutic and preventive strategies. Since azole use should be probably spared to reduce the intensity of selection, and control of health care costs is a progressively increasing factor in medical decisions, nystatin may have a renewed position in future chemotherapy of fungal infections, with a specific use as a prophylactic strategy. New approaches towards Candida strain resistance need to be developed and encouraged.


This work was supported by Grupo Bristol-Meyers Squibb España.


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